Thomas Roycroft is a registered investment advisor, based in Glen Mills, PA, with 34 years of industry experience.
Location
205 Baltimore Pike 2nd Floor, Glen Mills, PA, 19342
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Regulatory History (2)
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Customer Dispute
May 1999Pending
Customer Dispute
February 1998Settled
Other Business Activities
Thomas is the President of Roycroft Financial, overseeing operations, check writing, and management. He spends minimal time on this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 8 mos
Cetera Investment Advisers LLC
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Summit Brokerage Services, INC.Broker
September 2015 - September 2019 · 4 yrs
J P Turner & Company Capital Management, LLC
August 2008 - November 2015 · 7 yrs 3 mos
J.P. Turner & Company, L.L.C.Broker
December 1999 - September 2015 · 15 yrs 9 mos
Raike Financial Group INC.Broker
December 1999 - February 2000 · 2 mos
Sunpoint Securities, INC.Broker
June 1999 - November 1999 · 5 mos
Ebi Securities CorporationBroker
October 1995 - June 1999 · 3 yrs 8 mos
H.J. Meyers & CO., INC.Broker
June 1992 - January 1996 · 3 yrs 7 mos
Hibbard Brown & CO., INC.Broker
January 1992 - June 1992 · 5 mos
State Registrations5 states
DEFLMINJPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.