Robert Dion is a registered investment advisor at Morgan Stanley, based in Sarasota, FL, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2 North Tamiami Trail, Suite 1100, Sarasota, FL, 34236
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
December 2009 - Present · 16 yrs 5 mos
Morgan StanleyBroker
December 2009 - Present · 16 yrs 5 mos
Previous Registrations
Northern Trust Securities, INC
April 2002 - December 2009 · 7 yrs 8 mos
Vision Investment Services, INC.Broker
October 2000 - December 2009 · 9 yrs 2 mos
Invest Financial CorporationBroker
January 2000 - October 2000 · 9 mos
Northern Trust Securities, INC.Broker
January 2000 - December 2009 · 9 yrs 11 mos
Abn Amro Investment Services, INC.Broker
April 1998 - January 2000 · 1 yr 9 mos
Laughlin Group Advisors, INC.Broker
June 1995 - April 1998 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1993 - June 1995 · 1 yr 8 mos
MML Investors Services, INC.Broker
October 1991 - July 1993 · 1 yr 9 mos
State Registrations34 states
AKAZCACOCTDCFLGAIAIDILINKYMAMDMIMNMONCNENJNVNYOHPARISCSDTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.