KW
CFP
KW
CFP
Kelly Waller
34 Years of Experience
Chesterfield, MO
1 DisclosureBroker
Kelly Waller is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Chesterfield, MO, with 34 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
16090 Swingley Ridge Road, Suite 610, Chesterfield, MO, 63017
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2009Denied
Other Business Activities
Kelly has a 16.6% ownership in Magis LLC, an investment-related business. This takes about a quarter of her time.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2023 - Present · 2 yrs 11 mos
Wells Fargo Advisors
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - June 2023 · 15 yrs 5 mos
Wells Fargo Clearing Services, LLC
January 2008 - June 2023 · 15 yrs 5 mos
A. G. Edwards & Sons, INC.
June 2001 - January 2008 · 6 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
January 1992 - January 2008 · 16 yrs
State Registrations33 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.