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CFP

Clark Permann

Cwm, LLC
35 Years of Experience
Yakima, WA
3 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Clark Permann is a CFP-designated registered investment advisor at Cwm, LLC, based in Yakima, WA, with 35 years of industry experience. Clark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.

Cwm, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
663 advisors
Number of Clients
52,669 clients
Average Client Portfolio
$960K average
Assets Under Management
$50.6B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

115 N. 50th Avenue, Suite B, Yakima, WA, 98908

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2018
Final
Customer Dispute
October 2008
Settled
Employment Separation After Allegations
May 1999
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Clark sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating a few hours per week. He is also an investment advisor representative/senior wealth advisor for CWM, LLC DBA Carson Partners and a principal/CEO/wealth advisor for Financial Management Inc., spending about a quarter of his time on each.

Employment History
Current Registrations
Cwm, LLC
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
July 2020 - May 2022 · 1 yr 10 mos
Financial Management, INC.
August 1999 - December 2020 · 21 yrs 4 mos
LPL Financial LLC
June 1999 - September 2016 · 17 yrs 3 mos
LPL Financial LLCBroker
May 1999 - August 2020 · 21 yrs 3 mos
Pruco Securities CorporationBroker
October 1991 - May 1999 · 7 yrs 7 mos
The Prudential Insurance Company of AmericaBroker
October 1991 - December 1993 · 2 yrs 2 mos
State Registrations2 states
TXWA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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