Mark Harvey
Mark Harvey is a registered investment advisor at Mark T. Harvey Investments, based in Anaheim Hills, CA, with 12 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 30 clients with $2.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.50% |
| $1M+ | 0.40% |
Fees are negotiable. Current client relationships may exist where the fees are higher or lower than the fee schedule above. If investments are made in products that pay Mark T. Harvey Investments commissions, the assets are not included when calculating the advisory service fee.
Fee Estimator
Location
Anaheim Hills, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is a mortgage and real estate broker with Harvest Finance and Mortgage. He also sells fixed insurance products, including life, health, LTC, home, auto, and disability insurance, through Mark Harvey Insurance, and prepares tax returns.
Employment History
Current Registrations
Mark T. Harvey Investments
Previous Registrations
Mark T. Harvey Investments
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.