Susanne Serna
Susanne Serna is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in San Antonio, TX, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
7323 Highway 90 West, San Antonio, TX, 78227
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Susanne works as a financial advisor/employee at Security Service FCU since 2015, dedicating about half of her time to this role. This activity is investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Security Service Cuso, L.L.C.
Fiserv Investor Services, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations14 states
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