Kent Thompson
Kent Thompson is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in San Diego, CA, with 34 years of industry experience. Kent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
13520 Evening Creek Dr N, Ste 110, San Diego, CA, 92128
Get directionsHistory
Regulatory History (4)
Customer Dispute
September 2009Customer Dispute
March 2009Customer Dispute
October 2008Customer Dispute
August 2006Other Business Activities
Kent is involved with Stillwater Vista LLC and serves as an Investment Committee Member for the San Diego Rescue Mission. These activities take minimal time each month.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Waddell & Reed, INC.Broker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.