KT
CFP
KT
CFP

Kent Thompson

34 Years of Experience
San Diego, CA
4 DisclosuresBroker

Kent Thompson is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in San Diego, CA, with 34 years of industry experience. Kent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

13520 Evening Creek Dr N, Ste 110, San Diego, CA, 92128

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Settled
Customer Dispute
March 2009
Denied
Customer Dispute
October 2008
Settled
Customer Dispute
August 2006
Closed-No Action
Other Business Activities

Kent is involved with Stillwater Vista LLC and serves as an Investment Committee Member for the San Diego Rescue Mission. These activities take minimal time each month.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 1997 - Present · 28 yrs 10 mos
Ameriprise Financial Services, LLC
April 1993 - Present · 33 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 1993 - Present · 33 yrs 6 mos
Previous Registrations
Ids Life Insurance CompanyBroker
April 1993 - July 2006 · 13 yrs 3 mos
Waddell & Reed, INC.Broker
January 1992 - April 1993 · 1 yr 3 mos
State Registrations41 states
AKALAZCACOCTFLGAHIIAIDILINKSKYMAMDMEMIMNMOMTNCNENHNJNMNVNYOHORPASCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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