Joseph Marino is a registered investment advisor, based in Mahopac, NY, with 33 years of industry experience.
Location
824 US Route 6, Mahopac, NY, 10501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is an independent insurance agent since 2018, dedicating minimal time to this role. He is also an advisory representative of a RIA, spending about half his time in this role, and the founder of Ninham Capital Corp, spending minimal time on it.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Previous Registrations
Cantella & CO., INC.
Cantella & CO., INC.Broker
Edelman Financial Services LLC
Sanders Morris Harris INC.Broker
Cantella & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.