TK
TK
Thomas Klippstein is a registered investment advisor at Morgan Stanley, based in Grosse Pointe Farms, MI, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
130 Kercheval Avenue, Grosse Pointe Farms, MI, 48236
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
December 2009 - Present · 16 yrs 5 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
February 2005 - April 2007 · 2 yrs 2 mos
Mcdonald Investments INC.Broker
July 2003 - March 2005 · 1 yr 8 mos
Mcdonald Investments INC.Broker
September 1995 - July 2003 · 7 yrs 10 mos
Prudential Securities IncorporatedBroker
May 1994 - September 1995 · 1 yr 4 mos
Royal Alliance Associates, INC.Broker
October 1991 - May 1994 · 2 yrs 7 mos
State Registrations31 states
ALAZCACOCTDCFLGAIDILINLAMAMDMIMNMONCNJNMNVNYOHPARISCTNTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.