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PB
CFA
PB
CFA

Peter Baden

F/m Investments LLC
22 Years of Experience
Cincinnati, OH
View SEC Summary
View SEC Summary

Peter Baden is a CFA-designated registered investment advisor at F/m Investments LLC, based in Cincinnati, OH, with 22 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 5,780 clients with $18B in assets under management.

F/m Investments LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
5,780 clients
Average Client Portfolio
$3.1M average
Assets Under Management
$17.7B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Advisory fees for separately managed accounts typically range from 0.35% to 1.00% annually and generally do not exceed 2.00%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

700 Walnut Street, Suite 600, Cincinnati, OH, 45202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Peter is involved with Crew Capital Management, spending a few hours per week. He also works as a webmaster and is the founder of the Community Recovery Project, each taking about 10-20% of his time.

Employment History
Current Registrations
F/m Investments LLC
September 2020 - Present · 6 yrs 1 mo
Crew Capital Management, LTD.
July 2020 - Present · 6 yrs 3 mos
Previous Registrations
F/m Investments LLC
July 2020 - July 2020 · 0 mos
Ross, Sinclaire & Associates, LLC
June 2020 - September 2020 · 3 mos
Ross, Sinclaire & Associates, LLC
March 2011 - June 2020 · 9 yrs 3 mos
Ross, Sinclaire & Associates, LLCBroker
August 2005 - June 2020 · 14 yrs 10 mos
Fry Hensley & CO
February 2004 - March 2011 · 7 yrs 1 mo
State Registrations2 states
OHTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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