CB
CB

Craig Ballington

29 Years of Experience
Edison, NJ
BrokerSells Insurance

Craig Ballington is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Edison, NJ, with 29 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
456 advisors
Number of Clients
31,522 clients
Average Client Portfolio
$246K average
Assets Under Management
$7.8B

Fee Structure

HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.

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Location

110 Fieldcrest Ave, Suite 20, Edison, NJ, 08837

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Craig works as an agent at Primary Financial, a life insurance brokerage, and as a managing partner at Highgrove Capital, another life insurance brokerage. These activities involve life insurance and annuity sales, taking about a quarter to nearly two-thirds of Craig's time.

Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
June 2004 - Present · 21 yrs 11 mos
Hornor, Townsend & Kent, LLCBroker
February 2002 - Present · 24 yrs 3 mos
Previous Registrations
AXA Advisors, LLCBroker
February 1999 - February 2002 · 3 yrs
The Equitable Life Assurance Society of the United StatesBroker
February 1999 - January 2000 · 11 mos
Cantor Fitzgerald PartnersBroker
August 1995 - February 1998 · 2 yrs 6 mos
State Registrations10 states
CTFLMANCNJNYPATXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.