TrueAdvisor
TrueAdvisor
EY
EY

Eugene Yelverton

LPL Financial LLC
32 Years of Experience
Ridgeland, MS
1 DisclosureBroker
View SEC Summary
View SEC Summary

Eugene Yelverton is a registered investment advisor at LPL Financial LLC, based in Ridgeland, MS, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

LPL Financial LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

View Full SEC Brochure

Location

220 Trace Colony Park Dri. #B, Ridgeland, MS, 39157

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2020
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Eugene operates MCP3 Advisors, Ideal Retirement, and MCP3 Wealth Advisors as DBAs for his LPL business. He also provides notary services and has a business entity for tax/investment purposes, Yelverton & Co. LLC, but dedicates minimal time to these activities; his LPL business takes nearly full-time.

Employment History
Current Registrations
LPL Financial LLC
July 2019 - Present · 6 yrs 10 mos
LPL Financial LLCBroker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Securities America Advisors, INC.
July 2016 - August 2019 · 3 yrs 1 mo
Securities America, INC.Broker
July 2016 - August 2019 · 3 yrs 1 mo
LPL Financial LLCBroker
May 2014 - July 2016 · 2 yrs 2 mos
LPL Financial LLC
May 2014 - July 2016 · 2 yrs 2 mos
Sterne Agee Asset Management, INC.
July 2011 - May 2014 · 2 yrs 10 mos
Sterne Agee Financial Services, INC.Broker
July 2011 - May 2014 · 2 yrs 10 mos
LPL Financial LLCBroker
July 2011 - July 2011 · 0 mos
LPL Financial LLC
July 2011 - July 2011 · 0 mos
Uvest Financial Services Group, INC.
March 2010 - July 2011 · 1 yr 4 mos
Uvest Financial Services Group, INC.Broker
March 2010 - July 2011 · 1 yr 4 mos
Fsc Securities Corporation
September 2003 - March 2010 · 6 yrs 6 mos
Fsc Securities CorporationBroker
August 2003 - March 2010 · 6 yrs 7 mos
Investacorp, INC.Broker
March 2003 - September 2003 · 6 mos
H&r Block Financial Advisors, INC.Broker
November 2001 - March 2003 · 1 yr 4 mos
Amsouth Investment Services, INC.Broker
February 2001 - August 2001 · 6 mos
Dean Witter Reynolds INC.Broker
November 1998 - February 2001 · 2 yrs 3 mos
Prudential Securities IncorporatedBroker
May 1996 - November 1998 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1994 - May 1996 · 1 yr 10 mos
Deposit Guaranty Investments, INC.Broker
February 1993 - May 1994 · 1 yr 3 mos
Thorn, Alvis, Welch, INC. Investment SecuritiesBroker
December 1992 - February 1993 · 2 mos
State Registrations7 states
ALARLAMIMSNCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More financial advisors in Ridgeland, MS →All financial advisors in Mississippi →