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Dennis Pellegrini

Blackridge Asset Management, LLC
34 Years of Experience
Wyomissing, PA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Dennis Pellegrini is a registered investment advisor at Blackridge Asset Management, LLC, based in Wyomissing, PA, with 34 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,433 clients with $220M in assets under management.

Blackridge Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
69 advisors
Number of Clients
2,433 clients
Average Client Portfolio
$89K average
Assets Under Management
$216.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees range from 0.25% to 2.50% annually depending on the program, services provided, account size, and negotiation with your representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

49 Commerce Dr., Wyomissing, PA, 19610

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 1994
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dennis owns Four Legged T Shirts LLC, a retail sales business, and is also an insurance agent advising clients on risk management and providing solutions including life, disability, LTC, fixed & index annuities. He is also a partner at Sage Scholars, offering scholarship credits, and works with Health Matching Account Services, Inc.

Employment History
Current Registrations
Blackridge Asset Management, LLC
August 2016 - Present · 10 yrs 2 mos
Peak Brokerage Services, LLC
August 2016 - Present · 10 yrs 2 mos
Peak Brokerage Services, LLCBroker
August 2016 - Present · 10 yrs 2 mos
Previous Registrations
Next Financial Group, INC.
March 2007 - August 2016 · 9 yrs 5 mos
Next Financial Group, INC.Broker
December 2006 - August 2016 · 9 yrs 8 mos
Aig Financial Advisors, INC.Broker
October 2005 - December 2006 · 1 yr 2 mos
Sentra Securities CorporationBroker
April 1997 - October 2005 · 8 yrs 6 mos
Hackett Associates, INC.Broker
September 1994 - April 1997 · 2 yrs 7 mos
Marketing One Securities, INC.Broker
December 1993 - June 1994 · 6 mos
John Hancock Distributors, INC.Broker
April 1992 - January 1994 · 1 yr 9 mos
John Hancock Mutual Life Insurance CompanyBroker
April 1992 - January 1994 · 1 yr 9 mos
State Registrations2 states
PATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Dennis Pellegrini - Financial Advisor | TrueAdvisor