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George Wenzel

33 Years of Experience
Los Angeles, CA
Broker

George Wenzel is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 33 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
August 2013 - Present · 12 yrs 9 mos
Capital Client Group, INC.
February 1997 - Present · 29 yrs 3 mos
Capital Client Group, INC.Broker
February 1997 - Present · 29 yrs 3 mos
Previous Registrations
Van Kampen American Capital Distributors, INC.Broker
January 1997 - January 1997 · 0 mos
Morgan Stanley & CO., IncorporatedBroker
January 1996 - January 1997 · 1 yr
Fundmark Investment Company Services, INC.Broker
February 1995 - January 1996 · 11 mos
Banc One Securities CorporationBroker
December 1993 - May 1994 · 5 mos
Everen Securities, INC.Broker
December 1991 - December 1993 · 2 yrs
State Registrations28 states
AZCADCFLGAIAILINKYMDMIMNMONCNDNENVNYOHPASCSDTNTXUTVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
George Wenzel - Financial Advisor | TrueAdvisor