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Nathan Lingwall

34 Years of Experience
Scottsdale, AZ
Broker

Nathan Lingwall is a registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 34 years of industry experience. Nathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

7373 N Scottsdale Rd Ste A250, Scottsdale, AZ, 85253

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Nathan works as a financial professional for FFEC Wealth Partners and Kierland Financial Group, both investment-related financial services businesses. He dedicates about a quarter of his time to each role, including time during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
April 2022 - Present · 4 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
April 2022 - June 2023 · 1 yr 2 mos
First Financial Equity Corporation
January 2006 - April 2022 · 16 yrs 3 mos
First Financial Equity CorporationBroker
June 2001 - April 2022 · 20 yrs 10 mos
Western Federal GroupBroker
November 1991 - July 2001 · 9 yrs 8 mos
State Registrations15 states
AZCACOIAMTNMOHPASCTXUTVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.