AA
CFP
AA
CFP

Arthur Aube

34 Years of Experience
Athens, GA
BrokerSells Insurance

Arthur Aube is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Athens, GA, with 34 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Athens, GA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Arthur sells fixed insurance products, including life insurance, annuities, and long-term care. He also owns A & M Tax & Acc Serv Inc, an accounting, bookkeeping, and tax preparation business, dedicating nearly full-time hours to it.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
October 2005 - Present · 20 yrs 7 mos
Previous Registrations
Cetera Advisors LLC
November 2005 - March 2024 · 18 yrs 4 mos
H.D. Vest Advisory Services, INC
March 2003 - December 2005 · 2 yrs 9 mos
H.D. Vest Investment ServicesBroker
December 1991 - November 2005 · 13 yrs 11 mos
State Registrations4 states
FLGAMDOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Arthur Aube - Financial Advisor | TrueAdvisor