David Cohen is a registered investment advisor at Morgan Stanley, based in Melbourne, FL, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
8150 North Wickham Road, Melbourne, FL, 32940
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2000Award / Judgment
Other Business Activities
David transfers money between accounts for Stone Financial LLC, a company that loans money to people with bad credit to buy cars. He spends minimal time on this activity.
Employment History
Current Registrations
Morgan Stanley
February 2011 - Present · 15 yrs 3 mos
Morgan Stanley
February 2011 - Present · 15 yrs 3 mos
Morgan StanleyBroker
February 2011 - Present · 15 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 1992 - February 2011 · 19 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1991 - February 2011 · 19 yrs 2 mos
State Registrations20 states
AKAZCACODEFLILINLAMAMDNCNYOHPASCTNTXVAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.