Scott Wolfrum
Scott Wolfrum is a registered investment advisor at Elpis Capital Group, LLC, based in Fishers, IN, with 33 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $90M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Accredited investors and qualified clients of the Opportunity Fund will pay an annual fee of 2.00% of assets under management along with a 20.00% performance fee based on capital appreciation.
Fee Estimator
Location
7190 E 106th Street, Fishers, IN, 46038
Get directionsHistory
Regulatory History (8)
Customer Dispute
June 2022Customer Dispute
December 2021Customer Dispute
July 2021Regulatory
March 2021Customer Dispute
March 2019Customer Dispute
February 2013Customer Dispute
December 2008Employment Separation After Allegations
September 1996Other Business Activities
Scott is an investor in Perfinity Biosciences, a limited partner in Elpis Opportunities Fund (spending a few hours per week), and a board member of Supernova (spending minimal time). He is also the majority owner of Warsaw Chemical Company and a 50% owner of SWSS Acquisition LLC DBA Northside Garage Door Systems.
Employment History
Current Registrations
Elpis Capital Group, LLC
Previous Registrations
Wolfrum and CO.
Huntleigh Securities CorporationBroker
Noyes Advisors LLC
David A. Noyes & Company
David A. Noyes & CompanyBroker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.