HB
HB

Harold Barnes

34 Years of Experience
Cleveland, OH
2 DisclosuresBroker

Harold Barnes is a registered investment advisor at Wells Fargo Advisors, based in Cleveland, OH, with 34 years of industry experience. Harold is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

950 Main Ave Ste 300, Cleveland, OH, 44113

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2018
Customer Dispute
February 2003
Denied
Employment History
Current Registrations
Wells Fargo Advisors
June 2009 - Present · 17 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
December 2008 - Present · 17 yrs 10 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - October 2008 · 1 yr 6 mos
Morgan Stanley Dw INC.Broker
September 2006 - April 2007 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1991 - September 2006 · 14 yrs 10 mos
State Registrations37 states
ARAZCACOCTDCFLGAIAILINKSKYMAMDMIMNMONCNENHNJNMNVNYOHOKPASCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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