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Eugene Flock

Independent Financial Partners
34 Years of Experience
Granger, IN
1 DisclosureBroker
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Eugene Flock is a registered investment advisor at Independent Financial Partners, based in Granger, IN, with 34 years of industry experience. Eugene is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Real Estate Investing. Their firm serves 54,154 clients with $16B in assets under management.

Independent Financial Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
317 advisors
Number of Clients
54,154 clients
Average Client Portfolio
$301K average
Assets Under Management
$16.3B

Fee Structure

Minimum Investment:$20M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $30.0M1.65%
$30.0M - $60.0M1.25%
$60.0M - $90.0M1.10%
$90M+1.00%

Fees apply to the entire average daily assets under advisement when a threshold is met, rather than on a marginal basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

12400 Bittersweet Commons Blvd W, Granger, IN, 46530

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2005
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Independent Financial Partners
July 2024 - Present · 2 yrs 3 mos
Ifp Securities, LLC
July 2024 - Present · 2 yrs 3 mos
Ifp Securities, LLCBroker
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
Osaic Wealth, INC.
June 2024 - July 2024 · 1 mo
Osaic Wealth, INC.Broker
June 2024 - July 2024 · 1 mo
Securities America, INC.Broker
May 2002 - June 2024 · 22 yrs 1 mo
Securities America Advisors, INC.
May 2002 - June 2024 · 22 yrs 1 mo
Ameriprise Financial Services, INC.
December 1998 - December 2005 · 7 yrs
Ameriprise Financial Services, INC.Broker
February 1992 - December 2005 · 13 yrs 10 mos
Ids Life Insurance CompanyBroker
February 1992 - December 2005 · 13 yrs 10 mos
State Registrations16 states
ALAZCODCFLILINMEMINCOHOKSCVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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