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Eugene Flock

34 Years of Experience
Granger, IN
1 DisclosureBroker

Eugene Flock is a registered investment advisor at Independent Financial Partners, based in Granger, IN, with 34 years of industry experience. Eugene operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Real Estate Investing. Their firm serves 45,782 clients with $13B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
320 advisors
Number of Clients
45,782 clients
Average Client Portfolio
$274K average
Assets Under Management
$12.5B

Fee Structure

Minimum Investment:$20M
Investment management only (planning not offered)

IFP Advisors provides discretionary investment management services for ancillary accounts established in connection with direct real estate investments. These accounts are used for holding working capital or managing excess cash. Investments are limited to liquid, conservative instruments. The fees for these services are included in the real estate advisory fees.

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Location

12400 Bittersweet Commons Blvd W, Granger, IN, 46530

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2005
Closed-No Action
Employment History
Current Registrations
Independent Financial Partners
July 2024 - Present · 1 yr 10 mos
Ifp Securities, LLC
July 2024 - Present · 1 yr 10 mos
Ifp Securities, LLCBroker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Osaic Wealth, INC.
June 2024 - July 2024 · 1 mo
Osaic Wealth, INC.Broker
June 2024 - July 2024 · 1 mo
Securities America, INC.Broker
May 2002 - June 2024 · 22 yrs 1 mo
Securities America Advisors, INC.
May 2002 - June 2024 · 22 yrs 1 mo
Ameriprise Financial Services, INC.
December 1998 - December 2005 · 7 yrs
Ameriprise Financial Services, INC.Broker
February 1992 - December 2005 · 13 yrs 10 mos
Ids Life Insurance CompanyBroker
February 1992 - December 2005 · 13 yrs 10 mos
State Registrations16 states
ALAZCODCFLILINMEMINCOHOKSCVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eugene Flock - Financial Advisor | TrueAdvisor