Stephen Otto
Stephen Otto is a registered investment advisor at Federated Global Investment Management CORP., based in Pittsburgh, PA, with 33 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 74 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Federated Global Investment Management charges fees based on a percentage of assets under management. These fees vary depending on the type of account (Separate, Managed, or Model Portfolio) and the investment strategy. Fees may be negotiable and may include breakpoints where the percentage decreases as assets increase. Managed accounts may have a 'wrapped fee' covering various services, with Federated receiving a portion.
Location
1001 Liberty Avenue, Pittsburgh, PA, 15222-3779
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Federated Global Investment Management CORP.
Federated Securities CORP.
Federated Investment Counseling
Federated Securities CORP.Broker
Federated Securities CORP.
Mdt Advisers, a Division of Federated Mdta LLC
Previous Registrations
Quasar Distributors, LLCBroker
First Fund Distributors, INC.Broker
Everen Securities, INC.Broker
Kemper Financial Services, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.