Kirk Lax
Kirk Lax is a registered investment advisor at Cetera Investment Advisers LLC, based in Mt Pleasant, SC, with 23 years of industry experience. Kirk operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
260 West Coleman Blvd, St C, Mt Pleasant, SC, 29464
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kirk is an agent/broker for Carolina Capital Management and Shoemaker Fixed Insurance, and also works with The K Anthony Lax Agency, LLC marketing property and casualty insurance. He dedicates about a quarter of his time to Carolina Capital Management, a few hours per week to Shoemaker Fixed Insurance and The K Anthony Lax Agency, LLC, and minimal time to Reboot Combat Recovery as a volunteer director.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.Broker
Pruco Securities, LLC.Broker
Nylife Securities LLCBroker
New England SecuritiesBroker
Pruco Securities CorporationBroker
Nationwide Advisory Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.