Cynthia Nagel
Cynthia Nagel is a registered investment advisor at LPL Financial LLC, based in Albuquerque, NM, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8500 Menaul Blvd NE Ste A300, Albuquerque, NM, 87112-2282
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2020Criminal
July 2002Other Business Activities
Cynthia has been involved with Cynthia's Creations since 2002, and also provides house and dog sitting services since 2016. These activities are not investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & ReedBroker
Waddell & Reed
Securities America, INC.Broker
Cue Financial Group, INC.
Foothill Securities, INC.Broker
Waddell & Reed
Waddell & ReedBroker
Park Avenue Securities LLCBroker
Capital Institutional Services, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.