Kelli Wallace
Kelli Wallace is a registered investment advisor at Financial Security Management, INC, based in Lakewood, CO, with 17 years of industry experience. Kelli operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,088 clients with $560M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
FSM charges a percentage of your portfolio's value each year for investment management services. This fee covers investment advice, trading, and ongoing monitoring. The specific percentage depends on the size of your portfolio, the complexity of your investment strategy, and the time the advisor spends managing your account. The maximum annual fee is 1%. Fees are calculated on the total household advisory assets under management and billed quarterly in advance.
Location
2535 S Lewis Way, Suite 201, Lakewood, CO, 80227-6551
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kelli is an insurance agent providing life and disability insurance, spending about 10-20% of her time on this. She also prepares tax returns, dedicating about a quarter of her time to tax-related services.
Employment History
Current Registrations
Financial Security Management, INC
Previous Registrations
National Planning CorporationBroker
American Century Investment Services INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.