LA
LA

Louis Arlow

34 Years of Experience
Irvine, CA
5 DisclosuresBroker

Louis Arlow is a registered investment advisor at Ameriprise Financial Services, LLC, based in Irvine, CA, with 34 years of industry experience. Louis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2600 Michelson Dr, Ste 1460, Irvine, CA, 92612

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2026
Judgment / Lien
February 2025
Judgment / Lien
October 2023
Customer Dispute
April 2004
Settled
Customer Dispute
February 2004
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 1997 - Present · 28 yrs 10 mos
Ameriprise Financial Services, LLC
April 1992 - Present · 34 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 1992 - Present · 34 yrs 6 mos
Previous Registrations
Ids Life Insurance CompanyBroker
April 1992 - July 2006 · 14 yrs 3 mos
State Registrations12 states
AZCACOIDKYMANMOKORTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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