Bunn Fawcett is a registered investment advisor at Aza Capital Management, based in Chicago, IL, with 34 years of industry experience. Bunn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 344 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AZA Capital Management charges an annual investment advisory fee based on the value of your investments and the services provided. This fee typically ranges from 0.40% to 1.20% per year. AZA may also use a flat dollar fee in certain circumstances. All fees are subject to negotiation.
Location
141 W Jackson Blvd, Suite 3332, Chicago, IL, 60604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Bunn is a member of the board of directors for the Southwest Arkansas Water District, starting in 2013. This involves standard board obligations and serving on the personnel committee, taking minimal time.
Employment History
Current Registrations
Aza Capital Management
Previous Registrations
Castleview Partners, LLC
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
NFP Advisor Services, LLC
Aig Financial Advisors, INC.
Aig Financial Advisors, INC.Broker
Sunamerica Securities, INC.
Sunamerica Securities, INC.Broker
Principal Financial Securities,inc.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.