Anthony Pallotta
Anthony Pallotta is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Avon, OH, with 34 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
37307 Harvest Dr, Avon, OH, 44011
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony is an insurance agent offering fixed life, disability, annuities, and LTC products, and also owns a CPA business providing tax preparation services, dedicating minimal time to it. He is also a part owner and registered representative of GPS Financial Group, LLC, a securities DBA.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Money Concepts Capital CORPBroker
Mutual Service CorporationBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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