SG
SG

Scott Gross

34 Years of Experience
Littleton, CO
2 DisclosuresBroker

Scott Gross is a registered investment advisor at Wells Fargo Advisors, based in Littleton, CO, with 34 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2679 W Main Street, Littleton, CO, 80120

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1998
Settled
Customer Dispute
August 1997
Denied
Other Business Activities

Scott is a partner in Stanchion Holdings, LLC, a partnership to hold real estate and pay bills. He devotes minimal time to this investment-related activity.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLC
January 2001 - Present · 25 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2001 - Present · 25 yrs 9 mos
Wells Fargo Advisors
June 1999 - Present · 27 yrs 4 mos
Previous Registrations
Jwgenesis Financial Group, INCBroker
January 1999 - January 2001 · 2 yrs
Chatfield Dean & CO., INC.Broker
February 1992 - January 1999 · 6 yrs 11 mos
Emanuel and CompanyBroker
February 1992 - March 1992 · 1 mo
State Registrations28 states
ALAZCACOFLILKSKYLAMAMDMIMNMONCNDNMNVNYOHPASCTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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