Anna Carlyle is a CFP, PFS-designated registered investment advisor, based in Dallas, TX, with 34 years of industry experience.
Location
4030 Swiss Ave, Dallas, TX, 75204
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anna is a trustee managing her mother's trust assets, sells equity indexed annuities through Avantax, and is involved (but inactive) in her husband's nutritional product sales. She also develops CPA exam questions, and spends about a quarter of her time preparing and filing income tax returns.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
MML Investors Services, INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations2 states
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