Kirk Daniels
Kirk Daniels is a registered investment advisor at Ausdal Financial Partners, INC., based in Kokomo, IN, with 34 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 10,402 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ausdal Financial Partners offers several investment management programs. Fees vary depending on the program and custodian.
Advisor Managed Account (AMP): Fees are negotiated with your advisor, with a maximum annual fee of 3%. Wrap accounts include all transaction costs, while non-wrap accounts charge separately for advisory services and transactions.
Third Party Managed Accounts (SMA/UMA): Fees consist of an Investment Advisor Representative Fee, a Platform Fee (0.11% to 0.28%), and a Manager Fee (0% to 0.80%).
Retirement Plan Advisory Program: Maximum annual fee of 3%. Fees can be a fixed percentage or tiered based on account assets.
Held Away Accounts (Pontera): Maximum advisory fee of 1.5% of account assets. Fees must be deducted from an alternate advisory account or billed directly to the client.
Location
325 N. Main Street, Kokomo, IN, 46901
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2014Customer Dispute
January 2012Customer Dispute
October 2010Employment Separation After Allegations
October 2003Other Business ActivitiesSells Insurance
Kirk is a DBA owner at Freedom Financial Group, Inc. and also works as an independent insurance agent. Additionally, Kirk is involved with the Haitian Environmental Support Program, KHS 1971 Signator, the Convention and Visitor's Bureau, and Citizens for Andrew Durham, dedicating a few hours per week to each.
Employment History
Current Registrations
Ausdal Financial Partners, INC.Broker
Ausdal Financial Partners, INC.
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Questar Asset Management, INC.
Questar Capital Corporation
Questar Capital CorporationBroker
Planned Investment CO., INC.
Planned Investment CO., INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.