Frances Parent
Frances Parent is a CFP-designated registered investment advisor at Adirondack Financial Services CORP, based in Utica, NY, with 34 years of industry experience. Frances operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 649 clients with $410M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.85% |
| $3M+ | 0.65% |
Fees may be negotiable.
Fee Estimator
Location
185 Genesee Street, Suite 210, Utica, NY, 13501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Frances owns Blue Line Coffee House Inc, Greenleaf Contracting, Adirondack Financial Services, South Shore Rd LLC, and several rental properties. She spends about 10-20% of her time consulting, accounting, and providing financial services at Adirondack Financial Services, and minimal time on bookkeeping for Greenleaf Contracting.
Employment History
Current Registrations
Adirondack Financial Services CORP
Hazard & Siegel, INC.Broker
Previous Registrations
National Asset Management, INC.
National Securities CorporationBroker
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
Royal Alliance Associates, INC.Broker
Royal Alliance Associates, INC.Broker
State Registrations2 states
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