Ralph Coppola
Ralph Coppola is a ChFC-designated registered investment advisor at Summit Financial, LLC, based in West Warwick, RI, with 33 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,865 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Summit Financial offers various investment management programs. Financial advisors set their own advisory fees, but the maximum advisory fee for all programs is 1.50%. Clients in certain programs may also pay a program fee. Clients invested in the Tax-Deferred Strategies Portfolios are charged a monthly platform fee of $20/month by Nationwide, plus a "Low Cost Fund Platform Fee" up to 0.35% annually. Fees are negotiable.
Location
1350 Division Rd, Suite 200, West Warwick, RI, 02893
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ralph is insurance licensed and owns Sustainable Benefits Strategies, LLC, an insurance business, dedicating about a quarter of his time to it. He also volunteers for several organizations, including the Northern RI Council of the Arts, Providence Chamber Board of Trustees, Health Source RI, Rhode Island Trucking Foundation, Greater Providence Chamber of Commerce Government affairs committee, and Rhode Island Business Leaders Alliance.
Employment History
Current Registrations
Summit Financial, LLC
Previous Registrations
Summit Financial, LLC
The Patriot Financial Group, LLC
Ivy Wealth Management, INC.
Pensionmark Securities, LLCBroker
Pensionmark Financial Group, LLC
Meridien Financial Group, INC.Broker
Quick & Reilly, INC.Broker
CUNA Brokerage Services, INC.Broker
Nathan & Lewis Securities, INC.Broker
New England SecuritiesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.