David Fellows
David Fellows is a registered investment advisor at LPL Financial LLC, based in Peoria, AZ, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8256 W Cactus Rd Ste D-132, Peoria, AZ, 85381-5232
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David spends about 40% of his time on non-variable insurance activities through Fellows Tax & Financial Service. He also dedicates about half his time to tax preparation, accounting, and bookkeeping through the same company, and minimal time to real estate rental activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Genworth Financial Securities CorporationBroker
National Planning CorporationBroker
Royal Alliance Associates, INC.Broker
Locust Street Securities, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.