RB
RB
Robert Batick
33 Years of Experience
Guilford, CT
2 DisclosuresBroker
Robert Batick is a registered investment advisor at Cetera Investment Advisers LLC, based in Guilford, CT, with 33 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
99 Whitfield St, Unit 10, Guilford, CT, 06437
Get directionsHistory
Regulatory History (2)
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Financial
October 2018Final
Customer Dispute
April 2004Settled
Other Business Activities
Robert is a financial advisor for Patriot Financial Group, Riverside Retirement Advisors, and Whitfield Retirement Services, LLC, dedicating full-time hours to each. He also owns an inactive LLC, DGB, LLC, spending minimal time on it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2023 - Present · 3 yrs 2 mos
Cetera Financial Specialists LLCBroker
December 2022 - Present · 3 yrs 5 mos
Cetera Financial Specialists LLC
December 2022 - Present · 3 yrs 5 mos
The Patriot Financial Group, LLC
May 2021 - Present · 5 yrs
Previous Registrations
Securities America, INC.Broker
May 2021 - December 2022 · 1 yr 7 mos
Westport Capital Markets, LLCBroker
June 2011 - June 2021 · 10 yrs
Westport Capital Markets, LLC
June 2011 - June 2021 · 10 yrs
RBC Capital Markets, LLC
March 2005 - June 2011 · 6 yrs 3 mos
RBC Capital Markets, LLCBroker
March 2005 - June 2011 · 6 yrs 3 mos
Citigroup Global Markets INC.
September 2000 - March 2005 · 4 yrs 6 mos
Citigroup Global Markets INC.Broker
August 2000 - March 2005 · 4 yrs 7 mos
Prudential Securities IncorporatedBroker
August 1992 - August 2000 · 8 yrs
Alex. Brown & Sons IncorporatedBroker
March 1992 - July 1992 · 4 mos
State Registrations2 states
CTTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.