Thomas Fadden
Thomas Fadden is a registered investment advisor at Simplicity Wealth, based in Plymouth, MA, with 27 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,619 clients with $3.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Simplicity Wealth's fees are based on a percentage of your assets under management, ranging from 0.10% to 2.00%. The specific fee depends on the services selected by your advisor. The fees cover investment management, research, monitoring, and other operational services. Additional fees may include model manager fees, custodial fees, and transaction fees. Simplicity Wealth also offers proprietary model portfolios.
Location
36 Cordage Park Circle, Suite 228J, Plymouth, MA, 02360
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Regulatory History (1)
Financial
February 2022Other Business ActivitiesSells Insurance
Thomas is an adjunct professor at Quincy College, dedicating minimal time. He is also a licensed independent insurance agent, spending nearly full-time on insurance sales.
Employment History
Current Registrations
Simplicity Wealth
Previous Registrations
Foundations Investment Advisors LLC
Citizens Securities, INC.
Citizens Securities, INC.Broker
Nylife Securities LLCBroker
Global Hunter Securities, LLCBroker
Bluefin Research Partners, INC.Broker
W.R. Hambrecht + CO., LLCBroker
Jnk Securities CORP.Broker
Wellington Sales CORP.Broker
Putnam Mutual Funds CORP.Broker
Putnam Mutual Funds CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.