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James Schwartz
34 Years of Experience
Dickinson, ND
1 Disclosure
James Schwartz is a registered investment advisor at Schwartz Investment Management CO., based in Dickinson, ND, with 34 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 65 clients with $19M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
65 clients
Average Client Portfolio
$291K average
Assets Under Management
$18.9M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1.0M - $2.0M | 0.65% |
| $2M+ | 0.65% |
Fees on values in excess of $2,000,000 may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
232 1 Ave E, Dickinson, ND, 58601
Get directionsHistory
Regulatory History (1)
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Regulatory
June 2005Final
Employment History
Current Registrations
Schwartz Investment Management CO.
January 1992 - Present · 34 yrs 4 mos
State Registrations1 state
ND
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.