Stephen Mattocks
Stephen Mattocks is a CFP, ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Wichita, KS, with 34 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
765 E. 2nd Street, #200, Wichita, KS, 67202
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2025Customer Dispute
August 2024Customer Dispute
June 2005Customer Dispute
June 2004Other Business ActivitiesSells Insurance
Stephen is the owner of Wheatland Insurance Group, Inc. since 2001, where he sells insurance products to his clients and provides product and sales training for around 12 agents, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Nationsbanc Investments, INC.Broker
NationssecuritiesBroker
MML Investors Services, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.