James Prisby is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Toledo, OH, with 34 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
7335 Crossleigh Ct, Ste 100, Toledo, OH, 43617
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James serves as a compensated board of trustees member for Bedacht Foundation, dedicating minimal time to discussing gift distributions. He also holds power of attorney for his mother, spending minimal time on investment-related activities.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Olde Discount CorporationBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Philip Kinney, CFPWells Fargo Advisors
- Maher MajdalaniWells Fargo Advisors
- Joseph JesionowskiWells Fargo Advisors
- Anthony Ruiz, CFPRuiz Financial Group, LLC
- Jeffrey Traudt, ChFCState Farm Investment Management CORP.
- Jason Connell, CFPCroak Capital