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CFP
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CFP

Stephen Wagner

Integrity Wealth Advisors, INC.
33 Years of Experience
Ventura, CA
4 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Stephen Wagner is a CFP-designated registered investment advisor at Integrity Wealth Advisors, INC., based in Ventura, CA, with 33 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 832 clients with $290M in assets under management.

Integrity Wealth Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
832 clients
Average Client Portfolio
$343K average
Assets Under Management
$285.5M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.75%

Maximum annual fee for asset management is 1.50% and for comprehensive portfolio management is up to 1.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

196 S. Fir St., Suite 140, Ventura, CA, 93001

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2025
Customer Dispute
November 2014
Denied
Customer Dispute
February 2010
Settled
Customer Dispute
October 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Stephen operates Wagner Financial as a DBA for his LPL business and provides investment advisory services through Integrity Wealth Advisors, dedicating about a quarter of his time to the latter. He also sells non-variable insurance products and has income from selling sporting tickets and rental properties.

Employment History
Current Registrations
Integrity Wealth Advisors, INC.
February 2016 - Present · 10 yrs 8 mos
Previous Registrations
LPL Financial LLC
September 2017 - January 2018 · 4 mos
LPL Financial LLCBroker
January 2016 - January 2026 · 10 yrs
Transamerica Financial Advisors, INCBroker
September 2009 - February 2016 · 6 yrs 5 mos
Transamerica Financial Advisors, INC.
September 2009 - February 2016 · 6 yrs 5 mos
Transamerica Financial Advisors, INC.
July 1997 - September 2009 · 12 yrs 2 mos
Transamerica Financial Advisors, INC.Broker
October 1992 - September 2009 · 16 yrs 11 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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