Larry Brasel is a registered investment advisor, based in Dallas, TX, with 33 years of industry experience. Larry is also registered as a broker, so some compensation may come from commissions on products sold.
Location
5518 Bentgreen Dr, Dallas, TX, 75248
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Regulatory History (2)
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Regulatory
February 2002Final
Regulatory
January 2001Final
Other Business ActivitiesSells Insurance
Larry is the President of Northbeam Financial, Inc. and an independent insurance agent for various companies, spending a few hours per week on this. He also works as an advisory representative of a RIA, spending about half his time on this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
July 2009 - Present · 17 yrs 3 mos
Cambridge Investment Research Advisors, INC.
July 2009 - Present · 17 yrs 3 mos
Previous Registrations
Woodbury Financial Services, INC.
November 2004 - July 2009 · 4 yrs 8 mos
Woodbury Financial Services, INC.
September 2004 - October 2004 · 1 mo
Woodbury Financial Services, INC.Broker
March 1999 - July 2009 · 10 yrs 4 mos
Wma Securities, INC.Broker
January 1996 - December 1997 · 1 yr 11 mos
Walnut Street Securities, INC.Broker
March 1992 - December 1995 · 3 yrs 9 mos
Metlife Securities INC.Broker
January 1992 - March 1992 · 2 mos
Metropolitan Life Insurance CompanyBroker
January 1992 - March 1992 · 2 mos
State Registrations4 states
FLNCOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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