BP
BP

Brian Pisacich

34 Years of Experience
Ridgefield, CT
1 DisclosureBroker

Brian Pisacich is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Ridgefield, CT, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

63 Copps Hill Rd, Ridgefield, CT, 06877

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2007
Denied
Other Business Activities

Brian is a co-owner of rental property with family members since May 2024. He spends minimal time on this activity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2012 - Present · 13 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2012 - Present · 13 yrs 11 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - July 2012 · 3 yrs 1 mo
Citigroup Global Markets INC.
March 2003 - June 2009 · 6 yrs 3 mos
Citigroup Global Markets INC.Broker
February 2003 - June 2009 · 6 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 1994 - February 2003 · 9 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1992 - February 2003 · 11 yrs 1 mo
State Registrations37 states
ALAZCACOCTDCDEFLGAHIIDILINKYLAMAMDMEMINCNHNJNMNVNYOHPARISCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Pisacich - Financial Advisor | TrueAdvisor