William Grimes
William Grimes is a registered investment advisor at Citigroup Global Markets INC., based in Boca Raton, FL, with 31 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
Citi Wealth Management, Sales, 3009 Yamato Rd, Boca Raton, FL, 33434
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is the President/CEO of Boston Billy's Sports Memorabilia, an online website, since 2011. He spends minimal time on this activity outside of securities trading hours.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Sun Life Financial Distributors, INC.Broker
Touchstone Securities, INC.Broker
Allianz Life Financial Services, LLCBroker
Guardian Investor Services LLCBroker
Transamerica Securities Sales CorporationBroker
Phoenix Equity Planning CorporationBroker
Putnam Mutual Funds CORP.Broker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.