Ross Pearlman is a registered investment advisor at Morgan Stanley, based in Scottsdale, AZ, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
14850 North Scottsdale Road, Suite 600, Scottsdale, AZ, 85254
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
October 2007 - June 2009 · 1 yr 8 mos
Morgan Stanley & CO. Incorporated
October 2007 - June 2009 · 1 yr 8 mos
Wachovia Securities, LLC
July 2003 - October 2007 · 4 yrs 3 mos
Wachovia Securities, LLCBroker
July 2003 - October 2007 · 4 yrs 3 mos
Prudential Securities Incorporated
April 2001 - July 2003 · 2 yrs 3 mos
Prudential Securities IncorporatedBroker
April 2001 - July 2003 · 2 yrs 3 mos
Global Capital Securities CorporationBroker
January 1993 - May 2001 · 8 yrs 4 mos
Kober Financial CORP.Broker
November 1991 - January 1993 · 1 yr 2 mos
State Registrations29 states
AZCACODCFLGAHIIAIDILLAMAMEMIMNMTNCNENJNMNVNYOHORPATXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.