Thomas Kampfmueller is a registered investment advisor, based in Richmond, VA, with 34 years of industry experience.
Location
5012 Monument Ave., Ste. 300, Richmond, VA, 23230
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an independent insurance agent and a financial professional utilizing a DBA name. He also works as an advisory representative of a RIA, spending about half his time on this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
November 2017 - Present · 8 yrs 8 mos
Cambridge Investment Research Advisors, INC.
November 2017 - Present · 8 yrs 8 mos
Previous Registrations
1st Global Capital CORP.Broker
February 2003 - November 2017 · 14 yrs 9 mos
1st Global Advisors INC
February 2003 - November 2017 · 14 yrs 9 mos
Linsco/private Ledger CORP.
September 1995 - February 2003 · 7 yrs 5 mos
Linsco/private Ledger CORP.Broker
May 1995 - February 2003 · 7 yrs 9 mos
Branch, Cabell and CompanyBroker
January 1992 - May 1995 · 3 yrs 4 mos
State Registrations23 states
CACOCTDEFLGAINKYMDMEMTNCNHNYORPARISCTNTXVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.