Ward Rafferty
Ward Rafferty is a registered investment advisor at Wells Fargo Advisors, based in Santa Barbara, CA, with 34 years of industry experience. Ward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3660 State St, [Lh-Rbo], Santa Barbara, CA, 93105
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Regulatory History (1)
Customer Dispute
July 2026Other Business Activities
Ward works as a driver for Lyft in San Francisco. This non-investment related activity requires minimal time.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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