PS
CFP
PS
CFP

Peter Silcox

34 Years of Experience
Stamford, CT
5 DisclosuresBroker

Peter Silcox is a CFP-designated registered investment advisor, based in Stamford, CT, with 34 years of industry experience.

Location

400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Denied
Customer Dispute
April 2002
Settled
Customer Dispute
April 2002
Settled
Customer Dispute
September 2001
Settled
Customer Dispute
March 1996
Settled
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
February 2026 - Present · 3 mos
Steward Partners Investment Advisory, LLC
February 2026 - Present · 3 mos
Previous Registrations
Raymond James & Associates, INC.
October 2010 - February 2026 · 15 yrs 4 mos
Raymond James & Associates, INC.Broker
October 2010 - February 2026 · 15 yrs 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2010 · 1 yr 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2010 · 1 yr 5 mos
Citigroup Global Markets INC.
September 2001 - June 2009 · 7 yrs 9 mos
Citigroup Global Markets INC.Broker
September 2001 - June 2009 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1992 - October 2001 · 9 yrs 9 mos
State Registrations41 states
AKAZCACOCTDCDEFLGAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNHNJNVNYOHORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Peter Silcox - Financial Advisor | TrueAdvisor