LT
LT
Lisa Thorpe
34 Years of Experience
Cottonwood Heights, UT
1 DisclosureBroker
Lisa Thorpe is a registered investment advisor at Wells Fargo Advisors, based in Cottonwood Heights, UT, with 34 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
6985 S Union Park Ctr, Ste 170, Cottonwood Heights, UT, 84047
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2020Settled
Other Business Activities
Lisa has 100% ownership of The Thorpe Group, LLC since May 2023, and spends a few hours per week on it. She is transitioning to Finet.
Employment History
Current Registrations
Wells Fargo Advisors
August 2023 - Present · 2 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2008 - August 2023 · 14 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
December 2008 - August 2023 · 14 yrs 8 mos
Citigroup Global Markets INC.
November 2000 - December 2008 · 8 yrs 1 mo
Citigroup Global Markets INC.Broker
October 1997 - December 2008 · 11 yrs 2 mos
Fidelity Brokerage Services, INC.Broker
January 1992 - August 1997 · 5 yrs 7 mos
State Registrations20 states
AKAZCACOGAIDILMAMONCNVOHOKORPASDTNTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.