TrueAdvisor
TrueAdvisor
DP
DP

Daniel Pimental

Alignment Financial Group
31 Years of Experience
Exeter, NH
3 Disclosures
View SEC Summary
View SEC Summary

Daniel Pimental is a registered investment advisor at Alignment Financial Group, based in Exeter, NH, with 31 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 62 clients with $78M in assets under management.

Alignment Financial Group
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
62 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$77.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Management fees range from 0.75% to 1.25% per annum depending on account size and strategy complexity, with an average of 1.0%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Exeter, NH

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2020
Award / Judgment
Customer Dispute
May 2008
Settled
Customer Dispute
March 2002
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Alignment Financial Group
March 2026 - Present · 7 mos
Previous Registrations
Alignment Financial Group
April 2023 - December 2025 · 2 yrs 8 mos
Wells Fargo Advisors Financial Network, LLC
October 2015 - February 2021 · 5 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2015 - February 2021 · 5 yrs 4 mos
Raymond James Financial Services Advisors, INC
July 2009 - October 2015 · 6 yrs 3 mos
Raymond James Financial Services, INC.Broker
January 2009 - October 2015 · 6 yrs 9 mos
Goldman, Sachs & CO.Broker
May 2007 - December 2008 · 1 yr 7 mos
Credit Suisse Securities (USA) LLCBroker
October 2003 - April 2007 · 3 yrs 6 mos
Jefferies & Company, INC.Broker
June 2002 - October 2003 · 1 yr 4 mos
J.P. Morgan Securities INC.Broker
February 2000 - November 2001 · 1 yr 9 mos
Hambrecht & Quist LLCBroker
November 1997 - February 2000 · 2 yrs 3 mos
Hambrecht & Quist LLCBroker
October 1997 - November 1997 · 1 mo
Gruntal & CO., L.L.C.Broker
August 1992 - October 1997 · 5 yrs 2 mos
State Registrations1 state
NH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Exeter, NH →All financial advisors in New Hampshire →