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Michael Rosenthal

33 Years of Experience
New York, NY
Broker

Michael Rosenthal is a registered investment advisor at Morgan Stanley, based in New York, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 12th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Michael is a board member of the New Rochelle Public Library Foundation and a committee member at Temple Israel of New Rochelle. These activities require minimal time and are charitable in nature.

Employment History
Current Registrations
Morgan Stanley
September 2022 - Present · 3 yrs 8 mos
Morgan Stanley
September 2022 - Present · 3 yrs 8 mos
Morgan StanleyBroker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2012 - September 2022 · 9 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2012 - September 2022 · 9 yrs 10 mos
Morgan StanleyBroker
June 2009 - November 2012 · 3 yrs 5 mos
Citigroup Global Markets INC.Broker
February 1994 - June 2009 · 15 yrs 4 mos
Churchill Securities, INC.Broker
February 1992 - March 1993 · 1 yr 1 mo
State Registrations17 states
CACOCTDEFLILLAMAMDNCNHNJNYPATXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Michael Rosenthal - Financial Advisor | TrueAdvisor