RM
RM

Richard Mcdowell

33 Years of Experience
Frisco, TX
Broker

Richard Mcdowell is a registered investment advisor at Raymond James & Associates, INC., based in Frisco, TX, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

6303 Cowboys Way, Suite 425, Frisco, TX, 75034

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
January 2007 - Present · 19 yrs 4 mos
Raymond James & Associates, INC.Broker
November 2006 - Present · 19 yrs 6 mos
Previous Registrations
Fahnestock Asset Management
January 2003 - December 2006 · 3 yrs 11 mos
Oppenheimer & CO. INC.Broker
January 2003 - December 2006 · 3 yrs 11 mos
Cibc World Markets CORP.
December 2002 - January 2003 · 1 mo
Cibc World Markets CORP.Broker
April 2001 - January 2003 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2000 - April 2001 · 7 mos
Bear, Stearns & CO. INC.Broker
October 1999 - September 2000 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1996 - November 1999 · 3 yrs 5 mos
Smith Barney INC.Broker
July 1993 - June 1996 · 2 yrs 11 mos
Lehman Brothers INC.Broker
March 1993 - July 1993 · 4 mos
Pruco Securities CorporationBroker
December 1991 - September 1992 · 9 mos
The Prudential Insurance Company of AmericaBroker
December 1991 - September 1992 · 9 mos
State Registrations30 states
ALARAZCACOFLGAIAIDILINLAMAMDMIMNMTNCNJNMNVNYOHOKPASCTNTXUTVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.